case studies

 

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Below are some examples of the type of work that Blake Lapthorn's Rail group has undertaken in the rail sector:

    

Advising South West Trains Limited (SWT), the largest passenger rail franchise in Britain, part of Stagecoach group

 

We have been commercial lawyers for SWT since 2000. We have dealt with a broad range of rail regulatory, competition, corporate and commercial contract matters for them, as well as employment and dispute resolution work. Particular matters include:

  • rail franchise agreements – advising on issues arising on interpretation and implementation of the previous and current franchise agreements, including corporate and contractual responsibilities generally and with DfT in connection with refranchising, and the effect of statutory transfer schemes
  • rolling stock leasing, engineering and maintenance – advising on procurement and leasing arrangements for various fleets of rolling stock and negotiation of new/replacement rolling stock leases with Angel Trains, Porterbrook Leasing and HSBC; heavy maintenance, repair and refurbishment arrangements for various fleets of rolling stock and associated maintenance subcontracting arrangements
  • track access – advising on Railways Act S17, S18 and S22 applications and negotiations for track access agreements with Network Rail; track access agreement amendments and supplemental agreements with Network Rail; related franchise agreement adjustments with DfT; EC4T and other pricing issues with Network Rail; implementation of ORR review of track access charging and performance regimes
  • stations and depots – advising on contracting arrangements and related claims on various operational and regulatory issues, including advertising concessions, cleaning, catering, environment, noise abatement, maintenance, vegetation clearance and related statutory requirements
  • procurement and IT – advising on replacement contracts for new generation ticket vending and ticket information IT systems; provision of newspapers on trains; substitute bus services; overhaul of general rail purchasing terms and conditions for third party products and services; follow-up training for SWT procurement personnel
  • competition – advising on effects of rail industry through ticketing arrangements; effects of OFT investigation into distribution of free newspapers at London stations; general competion compliance arrangements; public procurement regulation advice on compliance with EU Utilities Directive
  • community affairs – obtaining ASBOs in relation to the conduct of groups at stations; advising on Data Protection Act and Freedom of Information Act as they affect train operators
  • employment – conducting employment tribunal applications including several rail union related and industry-sensitive matters; advising on TUPE issues; advising on application of DDA in the rail industry; advising on use of employment agencies to provide rail personnel
  • health and safety – advising on arrangements with staff health and safety representatives; advising on general health and safety obligations of train operators
  • branding and IPR – advising on brand protection arrangements, IP and trade mark registration for rail services promotions; relations with Trading Standards officers
  • dispute resolution – advising on contractual, property and personal injury claims and disputes, including in relation to management consultancy, security transport services, IT contracts, rail network maintenance, claims by landowners adjoining railway property, personal injury claims on substitute bus services

 

 

Advising Porterbrook Leasing Company Limited, one of the three UK ROSCOs, part of Abbey National plc group

 

We have been one of Porterbrook’s principal legal advisers since 2003. Since 2005, we have been one of the two UK firms instructed by Porterbrook on railway-related work. This year, because of our relationship with Porterbrook, we were added to the main Abbey National legal panel as specialist asset finance lawyers. 

 

Particular matters include:

  • advising on lease documentation for numerous fleets of rolling stock including First ScotRail, First Great Western, LERL, GNER, Freightliner, Midland Mainline, Thameslink
  • amendment and extension of various existing rolling stock leases
  • contracts relating to the installation of cooler units on fleet of HST units
  • supply of new intermediate turbostar vehicles
  • advice in connection with various rolling stock construction and maintenance agreements (Bombardier and Alstom)
  • review of regulatory and legislative industry framework
  • sale of Mark 3 Rolling Stock
  • advising on lease documentation for bid to TfL on East London Line Rolling Stock
  • procurement of on-train Monitoring Equipment/GPS/Drivers Interface Units
  • fitment and trail of environmentally compliant diesels on ScotRail DMU fleet
  • central Trains Lease extensions
  • sale of HST and Mark 3 rolling stock to open access operator Grand Central
  • sale and/or lease arrangments for freight locomotives to various operators

 

Advising Stagecoach Group plc, parent of South West Trains, Island Line and Stagecoach South West Limited

 

In December 2006, we were reappointed to Stagecoach’s panel to undertake general work for Stagecoach South Western Limited, the successor franchisee to South West Trains Limited as from 4 February 2007.

 

Advising on various matters including:

  • all rolling leasing and maintenance renewals and renegotiations necessary to prepare for the franchise transition from South West Trains to Stagecoach South West
  • track access, depot closure and and other issues arising on Stagecoach bids for other franchises
  • corporate governance issues in relation to bidding for new South Western franchise including amalgamation of existing SWT and Island Line franchises
  • corporate holdings - minimum capital reduction in SWT, dividend policies
  • finance leasing arrangements for new rail IT systems
  • subsidiary National Transport Tokens’ disputed arrangements with local authorities for provision and redemption of free travel tokens; terms and conditions of supply of travel token services; competition with other token service providers
  • advising Freightliner Limited

 

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