employment law news - February 2010 - print version

Court of Appeal confirms teacher's right to legal representation at internal disciplinary

The Court of Appeal has confirmed that a male teaching assistant who was accused of kissing and having inappropriate contact with a 15 year old boy is allowed to be represented by a lawyer at the school's internal disciplinary appeal hearing. G had applied to the High Court when the school told him he could only be represented at the disciplinary hearing and appeal by a colleague or trade union representative. He argued that under article six of the European Convention on Human Rights (ECHR) he was entitled to be represented by a lawyer at the appeal because the school's decision in the disciplinary process was a "determination of his civil rights" under the ECHR, since a dismissal would be reported to what is now the Independent Safeguarding Authority (ISA), which has the power to bar him from teaching. The school argued that the ISA made its own separate decision and therefore G's civil rights were not at stake in the disciplinary hearing and appeal.

The Court of Appeal disagreed with the school. It found that the outcome of the school's disciplinary appeal would have a substantial influence or effect on the ISA's decision as to whether or not G should be included on the children's barred list. There would not be a complete rehearing before the ISA. His right to practise his profession, which was a civil right to which article six of the ECHR applied, would be directly at stake in the ISA's decision making process. Therefore the disciplinary proceedings would determine his right to practise his profession. On the facts of G's case, article six entailed the right to be legally represented at the disciplinary hearing. Although this decision is somewhat limited to its facts, employers receiving requests for legal representation at disciplinary hearings should consider each request and, where the outcome might prevent an employee from practising their profession, take our advice.

guidance on Right to Request Time off for Training

The Department for Business, Innovation and Skills (BIS) has announced the publication, via Business Link, of guidance on the new Right to Request Time off Work for Training being introduced from 6 April 2010. The right was introduced under the Apprenticeship, Skills, Children and Learning Act 2009, and will be incorporated into the Employment Rights Act 1996. Employers with 250 or more employees will be affected from 6 April while smaller employers will be affected from April 2011. Eligible employees are those who have 26 weeks' continuous service when they make the request (there are certain groups not eligible for the right, such as young workers of compulsory school age or who already have a right or duty to undertake study or training).

Employee requests can be to undertake accredited programmes leading to a qualification, or for unaccredited training to help them develop specific skills relevant to their job, workplace or business. Employees have to set out certain information about the proposed study or training and how they think it would improve their effectiveness in the employer's business and the performance of the business. The administrative process is very similar to the process for dealing with flexible working requests and the Act sets out permissible grounds for refusal. Only one request may be made per year (unless there have been certain changes) and employees have the right not to be dismissed or subjected to a detriment on grounds of making or proposing to make an application for time off. Larger employers need to start thinking now about introducing or amending policies, administrative processes and training sessions for managers in relation to the new right. Whilst the legislation does not give the right to time off, only to request time off, employers will need to watch out that they are consistent in their responses, clear about how pay and benefits will be treated, and have balanced criteria for assessing whether productivity and business performance will be improved by the training.

new rates for statutory maternity, paternity and adoption pay from April 2010

The new rates of statutory maternity pay (SMP), statutory paternity pay (SPP) and statutory adoption pay (SAP) have been announced to take affect in April. For payment weeks starting on or after 4 April 2010, the standard rate of SMP, SPP and SAP, known as the prescribed rate, rises from £123.06 per week to £124.88 per week. For SMP, this rate (or 90% of earnings, whichever is the lower) applies for up to 33 weeks after the first six weeks. The first six weeks are paid at 90% of earnings. SPP applies for up to two weeks and SAP for up to 39 weeks, both at the prescribed rate or 90% of earnings, whichever is the lower.

In order to be eligible for SMP, SAP, and SPP, employees must earn at least the National Insurance Lower Earnings Limit (LEL) in the eight weeks running up to and including the 15th week before the baby is due or, in the case of adoption, the eight weeks before the notification of the adoption match is given. From 6 April 2010 the LEL will rise from £95 per week to £97 per week.

Statutory Sick Pay (SSP) will remain £79.15 per week for 2010/11. The new rates of SMP, SPP, SAP and SSP have yet to be laid before Parliament.

Please find on our website publications page our 2010 Handy Fact Card, which contains these and other useful employment law facts and figures.

tribunal could decide compromise agreement unenforceable due to misrepresentation

A recent case has arguably made it easier for employees to claim that a compromise agreement signed by them is unenforceable because of a misrepresentation by the employer. Normally such claims have to be brought in the County Court or High Court with the applicable costs regimes, but in this case the Employment Appeal Tribunal (EAT) decided that the Employment Tribunal (ET) itself could determine that a compromise agreement was unenforceable. Mrs Vincent reached a compromise agreement with her employer and on that basis she unconditionally withdrew an ET claim she had made. A month later her employer entered creditor's voluntary liquidation and the payments under her compromise agreement were not made. Mrs Vincent applied to the ET to set aside the compromise agreement on the basis that the employer must have known they were not going to be able to comply with the payment.

When the employer appealed, the EAT decided that the Employment Tribunal – rather then the County Court – could consider her claim on the basis that the ET has to ensure that a valid compromise agreement has been reached. "Valid" means not only in the sense that it complies with the strict requirements in the Employment Rights Act 1996 relating to compromise agreements, but also in the sense that it has not been reached on the basis of a misrepresentation. The result is significant given the fact that the employee is not exposed to the same costs or delay as they might be in the County Court or High Court. Employers need to ensure they are not making any misrepresentations when negotiating and concluding compromise agreements (which is conceivable with, for example, redundancy dismissals). The case also highlights the need for compromise agreements to be properly drafted each time on the basis of the individual case, even when they might seem straightforward.

dress code not discriminatory

A trainee police officer who claimed that the requirement for him to cut his shoulder-length hair was discriminatory on grounds of sex has failed in his appeal to the Employment Appeal Tribunal (EAT). Mr Dansie commenced training in the police force in 2008. He had previously asked whether his shoulder length hair would be acceptable, and he was told that it would comply with the dress code. When he started training he wore his hair slicked back and tied in a bun on the back of his head, but was told to have his hair cut and threatened with disciplinary action if he did not comply. He complied but presented a tribunal claim that he had been discriminated against and/or harassed on grounds of sex. His employment tribunal claim failed.

The parties agreed that a female recruit in similar circumstances would not have been required to cut her hair. In considering Mr Dansie's appeal, the EAT confirmed that the question is whether, applying contemporary standards of conventional dress, the employer is asking employees to display an equivalent level of smartness between the sexes. A difference in treatment between the sexes on one aspect of the dress code does not necessarily constitute more or less favourable treatment. The Tribunal had been entitled to find the dress code equally balanced between the sexes and the treatment of Mr Dansie was not less favourable. A female who failed to comply with the dress code necessary for this disciplined service would have been treated in the say way as Mr Dansie: she would have been ordered to comply or face disciplinary action. In the circumstances of the findings about the dress code, this did not amount to harassment under the Sex Discrimination Act 1975.

consultation on Equality Bill Codes of Practice

The Equality and Human Rights Commission (EHRC) has commenced further consultation on draft Codes of Practice relating to the Equality Bill currently going through Parliament. The Bill is currently in the committee stage in the House of Lords and is on course to receive Royal Assent by April. Whilst the draft Codes will be subject to any changes made by Parliament, the intention of the EHRC is that the Codes should be available as soon as possible (they will be laid before Parliament in the summer) to give employers time to prepare for implementation in October this year. The three draft Codes being consulted on are on (1) employment, (2) equal pay and (3) services, public functions and associations. The consultation closes on 2 April 2010.

amendment to Equality Bill concerning recruitment health questionnaires

A late amendment to the Equality Bill has been put forward in the House of Lords to deter employers from asking candidates questions about their health until they have shown they meet some of the non-health criteria of a job. It is argued that many employers use pre-employment questionnaires to discriminate against people who declare a disability before selection for interview or other stages. Exceptions would be made where enquiries are in order to make reasonable adjustments to enable a disabled person to participate in the recruitment process, for monitoring diversity in job applications, and for supporting positive action. Employers would be able to screen people about their health once a job offer has been made in order to make reasonable adjustments or where necessary withdraw the offer, provided this can be properly justified. Employers who ask health or disability-related questions before the job offer stage might be required to prove to an employment tribunal that they did not discriminate if the individual did not get the job.

regulations on additional paternity leave and pay

Regulations on additional paternity leave and pay have been laid before Parliament, coming into force on 6 April 2010. However they will have effect only for parents of babies due on or after 3 April 2011 (or notified of an adoption match with a child after that date). As specified previously by the Government, the eligibility criteria in relation to childbirth are that:

  • the employee has 26 weeks' service at the end of the 15th week before the expected week of childbirth and is still employed the week before the intended leave
  • the employee is the child's father, or is married to, is the partner of, or the civil partner of, the child's mother
  • the employee expects to have responsibility for the upbringing of the child
  • the employee has complied with the notification requirements
  • the child's mother is entitled to statutory maternity leave, pay or maternity allowance and has returned to work
  • the child's mother has signed a declaration specifying certain information

Additional paternity leave (APL) may only be taken after the child is 20 weeks old. The minimum period of leave is two weeks, and the maximum is 26 weeks, which must be taken in blocks of one week and in one continuous period. The notification requirements are that, eight weeks before the intended APL start date, the employee must supply the employer with details about the child's due date and birth date, the intended period of leave, a declaration as to eligibility and the mother's declaration. The employer is entitled to request a copy of the birth certificate and details of the mother's employer or place of business.

The regulations set out similar requirements which apply in the case of adoption. They also specify what may happen in the event that the employee wishes to vary or cancel APL. As in the case of maternity leave, the employee will be entitled to keeping in touch days. Separate regulations set out the entitlement to additional paternity pay which is dependant on the mother or primary adopter having been entitled to SMP, Maternity Allowance or SAP.

Agency Workers Regulations laid before Parliament

The Agency Workers Regulations 2010 have now been laid before Parliament, amid criticism that they are being rushed through before the election despite not coming into force until October 2011. Following a second round of consultation at the end of last year, the Regulations (which give agency workers the right to equal treatment with their directly recruited counterparts after they have completed a 12 week qualifying period) have undergone a number of changes since the consultation draft. Changes include new provisions which seek to prevent avoidance of the Regulations where, for example, a worker is moved between roles to prevent him or her completing the 12 week qualifying period, and revision of the definition of "pay" to clarify the types of bonuses it includes. Our Recruitment sector group which specialises in this area has produced a detailed bulletin on the Regulations.

updated legislation timetable

Our legislation timetable has recently been updated to reflect forthcoming changes and those recently in force.

For further information on any of the issues covered in the above publication, you can contact a member of our Employment law team based in Southampton, Oxford and London or alternatively email us at employmentinfo@bllaw.co.uk.