financial services

 

financial services

 

The financial sector is subject to continuous and rapid change – this includes the ever-increasing burden of regulation. Regulators have broad powers to impose sanctions on financial institutions and, as is being increasingly seen, their senior managers. The need to exploit opportunities to minimise cost and/or maximise returns needs to be balanced against the consequences of regulatory failures (including their impact on reputation).

 

We have a dedicated team who advise on a wide range of matters specific to the financial sector. We work closely with our clients to deliver individually tailored advice.  Whether advising on an isolated issue or as part of a wider project to deliver change, we add value in our pragmatic and “hands on” approach. We understand the financial sector, the regulatory complexities faced and the need for our clients to receive pragmatic and cost effective advice.

 

purple bullet Authorisation purple bullet Conduct of business
purple bullet Systems and controls and compliance arrangements purple bullet Regulatory investigations and enforcements
purple bullet Outsourcing and procurement purple bullet Financial promotions
purple bullet Financial products and promotions